Disclosures
As part of Stepping Stone's business practices, it obtains certain "nonpublic personal financial information" about its Clients, which for ease of reading will be referred to as "information" in this notice. This information includes data Stepping Stone receives from you on applications or other forms (i.e. your name, address, social security or tax identification number, assets, income, account balances, investment activity and accounts at other institutions), information about your transactions with Stepping Stone, its affiliates or others, and information it may receive from third-party sources.
Stepping Stone restricts access to the information to authorized parties who need to know this information to provide services and products to its Clients. Stepping Stone maintains physical, electronic and procedural safeguards to protect Client information.
Stepping Stone does not disclose, and does not wish to reserve the right to disclose, nonpublic personal financial information of its Clients to affiliates or nonaffiliated third parties except under the limited exceptions for processing and servicing transactions and legal requirements. It also does not disclose, and does not wish to reserve the right to disclose, nonpublic personal financial information of former Clients to affiliates or nonaffiliated third parties except under the limited exceptions for processing and servicing transactions and legal requirements.
Stepping Stone only makes disclosures of nonpublic personal financial information of its Clients to nonaffiliated third parties as permitted or required by law or consented to by its Clients.